Yesterday, attorney Marc Jacuzzi spelled out some common pitfalls relating to employee handbooks. Today, we give you Jacuzzi’s detailed checklist of the policies he recommends your handbook include. We’ll also tell you about a valuable reference guide for the year to come.
Jacuzzi, a partner with Simpson, Garrity, Innes & Jacuzzi, PC, in South San Francisco, is a frequent speaker at ERI events and webinars. Here’s his handbook checklist:
Introductory Statements
___ Statement welcoming employees
    ___ Statement of employer’s right to amend handbook and benefits
    ___ Employees covered by handbook
    ___ History of the organization
    ___ Discussion of products and services
    ___ Company philosophy
Recruiting and Hiring
___ Equal employment opportunity commitment
    ___ Affirmative action (ONLY where applicable)
    ___ Prohibition against discrimination
    ___ Hiring and employment of relatives/persons with relationships
      with employees
    ___ Posting policies
    ___ Promotions, transfers, reassignments
Organization and Structure
___ Locations
    ___ Organizational Hierarchy/org chart
    ___ Personnel/HR department
Training and Orientation
___ Application and Interview process
    ___ Hiring and selection process
    ___ Introductory period (do not say probationary period)
    ___ Pre-employment post offer examinations
    ___ Pre-employment post offer alcohol/drug screen
    ___ Injury and illness prevention
    ___ Trade secrets and confidential Information
    ___ Job description
    ___ Eligibility to work in the U.S.
Employee Classifications—Categories of Employment
___ Regular
    ___ Full-time
    ___ Part-time
    ___ Temporary
    ___ Seasonal
    ___ Per-Diem
    ___ On-Call (stand-by)
    ___ Exempt
    ___ Non-Exempt
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Compensation, Meal Periods and Rest Periods
___ Wages and salaries
          ___ Paydays
          ___ Place of wage payments
          ___ Pay period
          ___ Business Hours
          ___ Work Schedule
          ___  Overtime
          ___ Definition of workweek
          ___ Alternative work weeks
          ___ Make-up time
          ___ Rest periods
          ___ Meal periods
          ___ Meal period waiver/on-duty meal period
          ___ Other wages (tips, meal or lodging credits, gratuities)
Benefits
___ Introduction to benefits section
          ___ Disclaimer addressing conflicts between brief handbook 
                summaries and official plan documents
          ___ General description of benefits for eligible employees
          ___ Vacation
          ___ Holiday
          ___ Sick
          ___ Paid Time Off
          ___ Health Insurance
          ___ Dental
          ___ Optical
          ___ COBRA continuation coverage
          ___ Health Insurance Portability and Accountability Act (HIPAA)
          ___ Accident and disability benefits
          ___ Life Insurance
          ___ Pension, profit sharing (401k, ESOP, etc.)
          ___ Cafeteria plan benefits under IRS Code Section 125
          ___ Deferred compensation plans
          ___ Stock options
          ___ Employee discounts
          ___ Education assistance
Other Leaves of Absence
___ Other medical (FML or not)
          ___ Pregnancy related disabilities
          ___ Work related disabilities
          ___ Family care*
          ___ Drug and/or alcohol rehabilitation
          ___ Other personal leave
          ___ Education
          ___ Military
          ___ Family military leave*
          ___ Bereavement
          ___ Jury duty
          ___ Volunteer firefighter*
          ___ Literacy education*
          ___ Time off for voting*
          ___ Time off for parents to visit child’s school*
          ___ Time off for parent to participate in school or day care activities*
          ___ Time off to appear as witness*
          ___ Time off for domestic violence victims*
*State specific rights—make sure you know the laws that apply in California, as well as any other states in which you do business.
Standards of Performance
___ Performance expectations
          ___ Examples of unacceptable conduct or behavior
          ___ Examples of type of discipline
          ___ Absenteeism
          ___ Dress or appearance requirements
          ___ Rules regarding solicitation and distribution
          ___ Firearms and weapons
          ___ Communication skills (including languages)
          ___ Outside employment
          ___ Confidential information/trade secrets
          ___ Employee expectation of privacy
          ___ Inspection of desk, lockers, tool boxes, etc.
          ___ Smoking rules
Dispute Resolution Policies
___ Open door policy
Time Cards/Timekeeping
___ Use of time-clocks
          ___ “Punching in” practice
          ___ Correction of mistake in notations or punches
          ___ Timecards are employer’s property
          ___ Unauthorized destruction, use or removal of cards
          ___ Falsification of information on time cards
          ___ Punching or recording on another employee’s card
          ___ Recording meal periods
          ___ Shifts
Termination Procedures
___ Advance notice resignation
          ___ Notice of Involuntary termination
          ___ Severance or other exit benefits
          ___ Return of company property
          ___ COBRA continuation coverage (update for ARRA)
          ___ Final paycheck
          ___ References/letters of reference or recommendation
Safety
___ IIPP
          ___ Commitment to safety statement
          ___ Disaster plan
          ___ Fire prevention
          ___ Reporting unsafe conditions
          ___ Emergency medical treatment
          ___ Good housekeeping
          ___ General security (locking doors, etc.)
          ___ Saving energy
Personnel Records
___ Contents
          ___ Property of employer
          ___ Confidentiality of medical records
          ___ Inspection of personnel file
          ___ Copy of personnel file
          ___ Copy of payroll records
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Drug/Alcohol Policies
___ Separate policy
Miscellaneous Policies and Provisions
___ Lockers
    ___ Supplies
    ___ Conference rooms
    ___ Business cards, stationery
    ___ Suggestion boxes
    ___ Duplicating services
    ___ Communications with the press or media
    ___ Newsletters or Intranet
    ___ Parking
    ___ Concluding statements
Employee Acknowledgment
Be sure employees acknowledge receipt of the handbook.
Stay Tuned
ERI will soon be releasing a comprehensive new employee handbook builder that you won’t want to be without, the California Employee Handbook Template. Stay tuned to future issues of CED for all the details.
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