HR Management & Compliance

Daily Dangers in Development and Discipline

In yesterday’s Advisor, we hit several daily danger zones for managers and supervisors. Today, more danger zones, plus an introduction to a unique guide for HR managers in small—or even one-person—departments.

[Go here for Danger Zones 1 to 5]

Danger Zone #6:

Managing Training and Development

As far as training and development are concerned, avoiding lawsuits is primarily a matter of fair selection. Be sure that all eligible employees are considered. If there is something that an employee must do to be considered for training programs, be sure all employees know what it is and how to do it.

Development opportunities include mentoring programs, rotational assignments, management training seminars, and other similar opportunities. In addition, consider any kinds of special assignments that may be mundane or exciting, but that have the potential to affect careers. For example:

  • Who will accompany the president on a trip to woo a new client?
  • Who will serve on an important company-wide committee?
  • Who will pick the COO up at the airport?

Exercise care in parceling out these plum assignments. Don’t let a discriminatory pattern develop.

On the other side, at most organizations, there are tasks that no one wants—tasks that are viewed as dead ends, or just drudgery.

Fairness dictates that these assignments should be shared as well.

Danger Zone #7:

Handing Out Promotions and Assignments

Let employees know, in writing, what is required to move ahead and how to apply or be considered for opportunities.

When selecting employees to promote or to move on to developmental assignments, put all eligible employees in the selection pool, and consider all eligible employees fairly against the criteria you have established. Document how you reached your decision.


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Danger Zone #8:

Dealing with Discipline

Again, strive for consistency, reasonableness, and fairness in your progressive discipline system. As always, careful documentation is vitally important in these proceedings.

  • Be sure that you know the rules yourself. Every time you act without knowing company policy, you run the risk of violating it. That leads to inconsistent treatment of employees, and inconsistency makes it hard to fight lawsuits.
  • Make sure you’ve notified employees about your progressive disciplinary policy and that they know how it works.
  • Especially before taking serious disciplinary action, seek advice or approval from your HR department.
  • If an employee’s job is in jeopardy, put the warning in writing and ask the employee to sign it.
  • Determine whether the employee might have a claim of discrimination or whether you might appear to be discriminating.
  • Determine whether the employee has recently filed any type of complaint against the organization or exercised some other right. Could your discipline be viewed as retaliation?
  • Conduct disciplinary actions in private.
  • Maintain dignity and respect. Do not shout or verbally attack an employee, especially in front of others.
  • Document your actions while events are still fresh in your mind.

As with performance appraisals, focus on job requirements and not on personality. (You are late, rather than: You are lazy.)

Development and discipline—two of what, a dozen challenges that will cross your desk today? We’re talking about intermittent leave challenges; accommodation headaches; investigation woes; training, interviewing, and attendance; to name just a few. In HR, if it’s not one thing, it’s another. And in a small department, it’s just that much tougher.

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  • Training guidelines. No matter the size of your company, expect to conduct training. Some of it is required by law; some of it just makes good business sense. Managing an HR Department of One walks you through how to train efficiently and effectively with a minimum of time and money.
  • Prewritten forms, policies, and checklists. These are enormous work savers! Managing an HR Department of One has 46 such forms, from job apps and background check sheets to performance appraisals and leave requests, in both paper and on CD. The CD lets you easily customize any form with your company’s name and specifics.

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